Related provisions for IPRU-INV 4.3.1
1 - 4 of 4 items.
The Society must maintain appropriate and effective arrangements to require underwriting agents to meet and continue to meet financial resource requirements at least equivalent to the requirements set out in Lloyd's Capital and Solvency Requirements 2001, as they are in force immediately before commencement.
The report referred to in IPRU-INV 4.4.2D must reach the appropriate regulator within two months of the end of the relevant quarter and must state: (1) whether the Society has any information indicating or tending to indicate that, during the quarter to which the report relates, the underwriting agents failed to meet the financial resource requirements referred to in IPRU-INV 4.4.1D; (2) whether, at the end of the quarter to which the report relates, the underwriting agents failed
The report in IPRU-INV 4.4.4D must reach the appropriate regulator within seven months of that underwriting agent's accounting reference date and must: (1) confirm that: (a) the Society has received from that underwriting agent in respect of the financial year to which the report relates, all relevant attachments to the Annual Financial Return that the underwriting agent is required to make to the Society under the requirements identified in IPRU-INV 4.4.1D; (b) that underwriting